Recorded RBI impact
Fine: Rs 1.00 L
Monetary penalty · Fresh imposition
Published by RBI
6 Mar 2025
Case Brief
By order dated March 03, 2025, RBI imposed a monetary penalty of Rs 1.00 lakh on Vanchinad Finance Pvt. Ltd., Ernakulam, Kerala. The penalty was for non-compliance with certain provisions of the NBFC – Non-Systemically Important Non-Deposit taking Company Directions, 2016, read with the Master Direction on NBFC-Scale Based Regulation, 2023. RBI noted that correspondence relating to intimation of an interim dividend to the parent company revealed non-compliance, and after notice, reply, and oral hearing, sustained the charge that the company had declared dividend in excess of the prescribed dividend payout ratio. RBI clarified that the action is based on regulatory deficiencies and does not pronounce on the validity of any transaction or agreement with customers.
Why RBI Acted
RBI imposed a monetary penalty under Section 58G(1)(b) read with Section 58B(5)(aa) of the RBI Act, 1934 for non-compliance with provisions of the Non-Banking Financial Company – Non-Systemically Important Non-Deposit taking Company (Reserve Bank) Directions, 2016 read with the Master Direction on NBFC-Scale Based Regulation, 2023. The sustained charge was that the company declared an interim dividend to its parent company in excess of the prescribed dividend payout ratio.
Operating Impact
The company must absorb the monetary penalty and remain compliant with RBI’s dividend payout and NBFC regulatory requirements going forward. The action does not itself impose a business restriction, but RBI may initiate any further action if warranted.
Regulatory Basis
- Section 58G(1)(b) read with Section 58B(5)(aa) of the Reserve Bank of India Act, 1934
- ‘ Non-Banking Financial Company – Non-Systemically Important Non-Deposit taking Company (Reserve Bank) Directions, 2016 ’
- ‘ Master Direction - Reserve Bank of India (Non-Banking Financial Company-Scale Based Regulation) Directions, 2023 ’
Action Facts
- Primary Impact
- Fine: Rs 1.00 L
- Order Date
- 3 Mar 2025
- Effective From
- 3 Mar 2025
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- NBFC