Recorded RBI impact
Fine: Rs 1.00 L
Monetary penalty · Fresh imposition
Published by RBI
26 Jun 2018
Case Brief
The Reserve Bank of India imposed a monetary penalty of ₹1,00,000 on Urban Co-operative Bank Ltd., Basti under Section 47A(1)(c) read with Section 46(4) of the Banking Regulation Act, 1949 (as applicable to co-operative societies). The action followed a violation of RBI instructions/guidelines for opening an on-site ATM without obtaining prior approval from RBI. RBI had issued a show-cause notice, considered the bank’s written reply, and held that the violation was substantiated, justifying the penalty.
Why RBI Acted
RBI imposed a monetary penalty under Section 47A(1)(c) read with Section 46(4) of the Banking Regulation Act, 1949 (as applicable to co-operative societies) because Urban Co-operative Bank Ltd., Basti opened an on-site ATM without prior approval from RBI, contrary to RBI instructions/guidelines. A show-cause notice was issued, the bank replied in writing, and RBI concluded the contravention was substantiated and warranted penalty.
Operating Impact
The bank must bear the monetary penalty of ₹1 lakh. The release does not indicate any additional operational restriction, but it signals RBI’s finding of non-compliance regarding ATM opening approvals.
Regulatory Basis
- Section 47A(1)(c) read with Section 46(4) of the Banking Regulation Act, 1949 (As Applicable to Co-operative Societies)
Action Facts
- Primary Impact
- Fine: Rs 1.00 L
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank