Recorded RBI impact
Fine: Rs 25,000
Monetary penalty · Fresh imposition
Published by RBI
4 Apr 2024
Case Brief
RBI imposed a monetary penalty of Rs 25,000 on Tirumangalam Co-operative Urban Bank Ltd. by order dated February 28, 2024. The penalty was based on non-compliance with RBI directions on 'Board of Directors - UCBs' and 'Loans and advances to directors, their relatives, and firms/concerns in which they are interested'. After a statutory inspection with reference to the bank's financial position as on March 31, 2022, RBI issued a show-cause notice, considered the bank's reply and oral submissions, and concluded that the charge of extending loans to its directors and their relative was sustained. The action was taken under section 47A(1)(c) read with sections 46(4)(i) and 56 of the Banking Regulation Act, 1949.
Why RBI Acted
RBI imposed a monetary penalty after its statutory inspection found non-compliance with directions applicable to urban co-operative banks relating to Board of Directors and loans/advances to directors, their relatives, and firms/concerns in which they are interested. RBI stated that the charge of extending loans to its directors and their relative was sustained, following supervisory findings, a show-cause notice, and consideration of the bank's reply and oral submissions. The penalty was imposed under section 47A(1)(c) read with sections 46(4)(i) and 56 of the Banking Regulation Act, 1949.
Operating Impact
The bank must absorb the monetary penalty and continue ensuring compliance with RBI directions on governance and lending to directors and connected parties. The release does not impose any new operational restriction, but RBI notes that the penalty is without prejudice to any other action it may initiate.
Regulatory Basis
- section 47A (1) (c) read with sections 46 (4) (i) and 56 of the Banking Regulation Act, 1949
Action Facts
- Primary Impact
- Fine: Rs 25,000
- Order Date
- 28 Feb 2024
- Effective From
- 28 Feb 2024
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank