Recorded RBI impact
Fine: Rs 20,000
Monetary penalty · Fresh imposition
Published by RBI
7 Aug 2023
Case Brief
The Reserve Bank of India imposed a monetary penalty on Mizoram Urban Cooperative Development Bank Limited, Aizawl by order dated August 02, 2023. RBI said the penalty was for non-compliance with specific directions issued under the Supervisory Action Framework and certain provisions of the RBI (Know Your Customer) Directions, 2016. The inspection found that the bank had granted fresh loans and advances carrying risk weights of more than 100% in violation of SAF directions and had not put in place a system for periodic review of risk categorisation of accounts. The penalty was imposed under Section 47A(1)(c) read with Sections 46(4)(i) and 56 of the Banking Regulation Act, 1949.
Why RBI Acted
RBI's statutory inspection for the bank's financial position as on March 31, 2022 found that it had granted fresh loans and advances carrying risk weights of more than 100% in violation of specific directions issued under SAF, and had failed to put in place a system for periodic review of risk categorisation of accounts. After a show-cause notice, RBI held the charge of non-compliance substantiated and imposed a monetary penalty under Section 47A(1)(c) read with Sections 46(4)(i) and 56 of the Banking Regulation Act, 1949.
Operating Impact
The bank must absorb the monetary penalty and address the compliance gaps identified by RBI, including controls over fresh lending subject to SAF directions and periodic review of account risk categorisation. The action does not describe a suspension or operating ban, but it signals ongoing supervisory scrutiny and the need for corrective compliance measures.
Regulatory Basis
- Section 47 A (1) (c) read with Sections 46 (4) (i) and 56 of the Banking Regulation Act, 1949
- Reserve Bank of India (Know Your Customer (KYC)) Directions, 2016
Action Facts
- Primary Impact
- Fine: Rs 20,000
- Order Date
- 2 Aug 2023
- Effective From
- 2 Aug 2023
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank