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M/s Alishan Securities & Credits Private Limited

NBFCDelhi, Delhi

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

11 May 2009

Case Brief

The Reserve Bank of India cancelled the Certificate of Registration of M/s Alishan Securities & Credits Private Limited on March 25, 2009. The company, based in Delhi, had been granted registration to carry on the business of a non-banking financial institution. Acting under Section 45-IA(6) of the RBI Act, 1934, RBI's cancellation means the company cannot transact NBFC business going forward.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration granted to M/s Alishan Securities & Credits Private Limited under Section 45-IA(6) of the RBI Act, 1934. The release states that the company had registration to carry on the business of a non-banking financial institution, and that following cancellation it cannot transact NBFC business.

Operating Impact

The company is barred from carrying on non-banking financial institution activities after the cancellation. Customers and counterparties dealing with the firm should no longer expect it to operate as an NBFC.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
25 Mar 2009
Effective From
25 Mar 2009
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC