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Banks accounted for most of the rise in disclosed penalty value

2nd busiestof 12 comparable periods· top 17%

468 RBI action records published between 1 January 2023 and 31 December 2023: 323 fresh actions, 143 extensions of existing orders, 2 restrictions lifted and 265 monetary-penalty actions with an amount stated, totalling ₹80.67 crore. That is 468 records against 337 over the same 365 days of 2022, and ₹80.67 crore of disclosed penalty value against ₹40.71 crore.

Period complete. 365 days covered.

Action records
468

337 in 2022

Disclosed penalties
₹80.67 cr

₹40.71 cr in 2022

Severe actions · S4–S5
226

135 · 40.1% previously

Orders in force
41

137 expiring in the next window

When Action Arrived

Published action records across the covered window, split into RegOversight severity bands. Empty intervals remain visible.

RBI action records by publication interval and severity band
IntervalTotalS0–S1 · lifted / lowS2–S3 · moderate / highS4–S5 · major / severe
Jan3910623
Feb3310716
Mar338916
Apr342626
May3012711
Jun3671613
Jul282026
Aug3919614
Sept4061222
Oct59231620
Nov44161117
Dec5325622

What Stood Out

Each finding is grounded in precomputed metrics. Open it to inspect the supporting numbers and the limits of the claim.

01

Severe actions made up a larger share of the record

226 actions were severe, or 48.3%, up from 135 and 40.1% in 2022. The average severity score was 2.81, with 32 cancellations and 1 supersession.

02

Banks accounted for most of the increase in penalty value

Disclosed penalties rose to ₹80.67 crore from ₹40.71 crore, an increase of ₹39.95 crore. Banks accounted for ₹50.18 crore and 79.1% of that increase, while NBFCs accounted for ₹11.97 crore and 20.6%.

03

The largest penalties took a substantial share of disclosed value

The largest penalty was ₹12.19 crore, equal to 15.1% of the ₹80.67 crore total. The top five penalties accounted for 41.8%, while the median penalty was ₹2.0 lakh.

What RBI Did and Where It Landed

Amber bars show the current mix. The fine marker shows the comparable earlier period, so a change is visible rather than merely asserted.

Action mix

Primary recorded action category.

  1. Monetary penalty265 · 56.6%

    Previous 218 · 64.7%

  2. Business restriction167 · 35.7%

    Previous 88 · 26.1%

  3. Licence cancellation32 · 6.8%

    Previous 28 · 8.3%

  4. Action lifted2 · 0.4%

    Previous 2 · 0.6%

  5. Board supersession1 · 0.2%
  6. Directive / prohibition1 · 0.2%

    Previous 1 · 0.3%

Lifecycle

Fresh actions, extensions and withdrawals.

  1. Fresh action323 · 69%

    Previous 271 · 80.4%

  2. Extension143 · 30.6%

    Previous 64 · 19%

  3. Lifted / withdrawn2 · 0.4%

    Previous 2 · 0.6%

Entity types

Action records by regulated-entity class, not entities affected.

  1. Co-operative bank386 · 82.5%

    Previous 283 · 84%

  2. Bank38 · 8.1%

    Previous 19 · 5.6%

  3. NBFC37 · 7.9%

    Previous 24 · 7.1%

  4. Credit bureau4 · 0.9%
  5. Payment entity3 · 0.6%

    Previous 10 · 3%

Why RBI acted

Overlapping themes; one action may carry several reasons.

  1. Reporting & disclosure190 · 40.6%

    Previous 173 · 51.3%

  2. Other123 · 26.3%

    Previous 60 · 17.8%

  3. Capital & exposure norms118 · 25.2%

    Previous 111 · 32.9%

  4. Customer protection118 · 25.2%

    Previous 65 · 19.3%

  5. Lending norms95 · 20.3%

    Previous 76 · 22.6%

  6. Governance & oversight86 · 18.4%

    Previous 70 · 20.8%

Defining Actions

Up to four non-duplicative actions selected for monetary impact, breadth, severity or relief. Quiet periods may show fewer.

  1. RBI imposes monetary penalty on ICICI Bank Ltd

    Largest disclosed penaltyS4 High
    17 Oct 2023₹12.19 croremonetary penalty

    ICICI Bank Ltd.

    ICICI Bank was penalized for contravention of Banking Regulation Act provisions and RBI directions. Breaches included sanctioning or committing loans to companies where two directors were also directors, marketing non-financial products, and delayed fraud reporting.

What It Cost

265 actions had a disclosed amount. Totals and distribution shape are kept separate from action volume.

Median
₹2 L

Previous ₹2 L

Largest
₹12.19 cr

Previous ₹5.72 cr

Top five
₹33.69 cr

Previous ₹14.15 cr

95th percentile
₹1.62 cr

Previous ₹90 L

Change by entity type

Arithmetic attribution of the change in disclosed value. Contributions may exceed 100% or run in the opposite direction.

Entity typeCurrentPreviousContribution
Bank₹50.18 cr₹18.6 cr79.1%
NBFC₹11.97 cr₹3.74 cr20.6%
Payment entity₹8.76 cr₹2.32 cr16.1%
Co-operative bank₹8.75 cr₹14.29 cr-13.9%
Other₹0₹1.76 cr-4.4%
Credit bureau₹1.01 cr₹02.5%

Entity Coverage

Declared
480
Names extracted
479
Canonical links
479
First seen
225

Entity counts are breadth indicators, not action counts. One bulk order can name hundreds of companies.

Some source records declare entities but contain no extracted names.

Orders Still in Force

Orders
41
Entities
41
Expiring next
137
Duplicate entity rows
0

Next expiry window: 1 Jan 202431 Dec 2024.