Recorded RBI impact
Fine: Rs 1.50 L
Monetary penalty · Fresh imposition
Published by RBI
7 Nov 2024
Case Brief
RBI, by order dated November 05, 2024, imposed a penalty of Rs 1,50,000 on The Srirangam Co-operative Urban Bank Ltd., Tamil Nadu. The action followed a statutory inspection referencing the bank's financial position as on March 31, 2023, which found non-compliance with RBI directions on loans and advances to directors, their relatives, and associated firms/concerns, as well as with specific directions issued under the Supervisory Action Framework. RBI noted that the bank sanctioned loans to relatives of directors and extended credit facilities to sectors with a high proportion of non-performing assets and fresh loans/advances carrying risk weights of more than 100%, contrary to the cited supervisory directions. The penalty was imposed under the Banking Regulation Act, 1949.
Why RBI Acted
RBI imposed a monetary penalty under section 47A(1)(c) read with sections 46(4)(i) and 56 of the Banking Regulation Act, 1949 after a statutory inspection found non-compliance with directions on 'Loans and advances to directors, their relatives, and firms/concerns in which they are interested' and specific directions issued under the Supervisory Action Framework (SAF). The sustained charges included sanctioning loans to relatives of directors and extending credit facilities to sectors having a high proportion of non-performing assets and fresh loans/advances carrying risk weights above 100%, contrary to SAF directions.
Operating Impact
The bank must absorb the monetary penalty and remain compliant with the cited RBI directions going forward. The order does not state any operational restriction, but it signals supervisory scrutiny and leaves RBI free to initiate further action if warranted.
Regulatory Basis
- section 47A(1)(c) read with sections 46(4)(i) and 56 of the Banking Regulation Act, 1949
Action Facts
- Primary Impact
- Fine: Rs 1.50 L
- Order Date
- 5 Nov 2024
- Effective From
- 5 Nov 2024
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank