Recorded RBI impact
Fine: Rs 50,000
Monetary penalty · Fresh imposition
Published by RBI
3 Oct 2022
Case Brief
RBI imposed a monetary penalty of Rs 50,000 on The Lunawada Peoples Co-operative Bank Ltd., Mahisagar (Gujarat) by order dated September 27, 2022. The bank was found to have contravened RBI directions relating to loans and advances to directors, their relatives, and firms/concerns in which they are interested, as well as directions on directors' relatives acting as sureties/guarantors. The violation arose from RBI's statutory inspection and related examination, which found that the bank had sanctioned three loans to directors' relatives and five loans where directors' relatives stood as surety/guarantors. RBI stated that the penalty was based on deficiencies in regulatory compliance and was not intended to pronounce upon the validity of any transaction or agreement with customers.
Why RBI Acted
RBI found, from its statutory inspection with reference to the bank's financial position as on March 31, 2021, that the bank had sanctioned three loans to relatives of its directors and five loans where directors' relatives stood as surety/guarantors. This was held to be a contravention of RBI's directions on 'Loans and advances to directors, relatives and firms/concerns in which they are interested' and 'Loans and advances to directors etc - directors as surety/guarantors - Clarification'. The penalty was imposed under Section 47A(1)(c) read with Sections 46(4)(i) and 56 of the Banking Regulation Act, 1949.
Operating Impact
The bank must absorb the monetary penalty and continue complying with RBI's lending restrictions relating to directors, relatives, and connected persons. The order does not nullify customer transactions, but it signals continued supervisory scrutiny over related-party lending practices.
Regulatory Basis
- Section 47 A (1) (c) read with Sections 46 (4) (i) and 56 of the Banking Regulation Act, 1949
Action Facts
- Primary Impact
- Fine: Rs 50,000
- Order Date
- 27 Sept 2022
- Effective From
- 27 Sept 2022
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank