Recorded RBI impact
Fine: Rs 2.00 L
Monetary penalty · Fresh imposition
Published by RBI
18 Aug 2011
Case Brief
The Reserve Bank of India imposed a monetary penalty of Rs 2.00 lakh on Rajkot Commercial Co-operative Bank Limited, Rajkot, Gujarat under Section 47A(1)(b) read with Section 46(4) of the Banking Regulation Act, 1949 (AACS). The action followed findings that the bank violated RBI instructions on granting unsecured advances in excess of the prescribed ceiling and on director-related advances. RBI issued a show-cause notice, considered the bank's written reply and personal submissions, and concluded that the violations were substantiated, warranting the penalty.
Why RBI Acted
RBI imposed a monetary penalty under Section 47A(1)(b) read with Section 46(4) of the Banking Regulation Act, 1949 (AACS), after concluding that the bank had violated its instructions regarding grant of unsecured advances in excess of the prescribed ceiling and advances to directors/related parties. The bank had received a show-cause notice and submitted a written reply, but the violations were found substantiated after considering the facts and personal submissions.
Operating Impact
The bank must absorb the monetary penalty; the release does not mention any additional operational restriction or remedial direction. The action serves as a compliance finding against the bank for past lending and related-party advance practices.
Regulatory Basis
- Section 47(A)(1)(b) read with Section 46(4) of the Banking Regulation Act, 1949 (AACS)
Action Facts
- Primary Impact
- Fine: Rs 2.00 L
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank