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Patni Securities Limited

NBFCBaroda, Gujarat

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

25 Aug 2006

Case Brief

The Reserve Bank of India cancelled the Certificate of Registration of Patni Securities Limited, Baroda on 14 August 2006. The action was taken under Section 45-IA(6) of the RBI Act, 1934 after the company chose to exit the business of a non-banking financial institution. Following the cancellation, Patni Securities Limited cannot transact the business of a non-banking financial institution.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration granted to Patni Securities Limited, Baroda on 14 August 2006 under Section 45-IA(6) of the RBI Act, 1934. The release states that the company had opted to exit from the business of a non-banking financial institution, and therefore the registration was cancelled. After cancellation, the company cannot transact the business of a non-banking financial institution.

Operating Impact

Patni Securities Limited is no longer permitted to carry on non-banking financial institution business. The cancellation affects the company directly and removes its ability to operate in that regulated line of business with immediate effect from the cancellation date.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
14 Aug 2006
Effective From
14 Aug 2006
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC