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M/s. Siddharthnagar Finstock Private Limited (U.P.)

NBFCDamoriyaganj, Uttar Pradesh

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

30 Nov 2007

Case Brief

On November 12, 2007, the Reserve Bank of India cancelled the Certificate of Registration of M/s. Siddharthnagar Finstock Private Limited (U.P.), whose registered office is at Damoriyaganj, District-Siddharthnagar. The cancellation was issued under Section 45-IA(6) of the RBI Act, 1934, and it means the company cannot transact the business of a non-banking financial institution.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the certificate of registration granted to M/s. Siddharthnagar Finstock Private Limited (U.P.) under Section 45-IA(6) of the RBI Act, 1934. The company had been authorised to carry on the business of a non-banking financial institution, and the release states that after cancellation it cannot transact that business.

Operating Impact

The entity is barred from carrying on NBFC business going forward. Customers and counterparties should not treat it as authorised to transact non-banking financial institution business after the cancellation date.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
12 Nov 2007
Effective From
12 Nov 2007
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC