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M/s. Premier Securities Pvt. Ltd

NBFCNew Delhi, Delhi

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

22 Sept 2009

Case Brief

On 13 August 2009, the Reserve Bank of India cancelled the Certificate of Registration granted to M/s. Premier Securities Pvt. Ltd., whose registered office is in New Delhi, for carrying on the business of a non-banking financial institution. The cancellation was issued under Section 45-IA(6) of the RBI Act, 1934. As a result, the company is not permitted to transact NBFC business.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration granted to M/s. Premier Securities Pvt. Ltd. for carrying on the business of a non-banking financial institution. The release states that the cancellation was made under Section 45-IA(6) of the Reserve Bank of India Act, 1934. No additional misconduct is described in the text beyond the statutory cancellation of registration.

Operating Impact

With the registration cancelled, M/s. Premier Securities Pvt. Ltd. must stop carrying on non-banking financial institution business. The restriction directly affects the company’s ability to operate as an NBFC and eliminates its authority to transact regulated financial business.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
13 Aug 2009
Effective From
13 Aug 2009
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC