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M/s Penguin Credits & Securities Limited

NBFCNew Dehli

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

6 Apr 2009

Case Brief

The Reserve Bank of India cancelled the Certificate of Registration granted to M/s Penguin Credits & Securities Limited, whose registered office was at 321-S Chirag Delhi, New Delhi, on March 16, 2009. The action was taken under Section 45-IA(6) of the RBI Act, 1934. As a result, the company is no longer permitted to transact the business of a non-banking financial institution.

Why RBI Acted

Licensing breach

On March 16, 2009, RBI cancelled the Certificate of Registration granted to M/s Penguin Credits & Securities Limited under Section 45-IA(6) of the RBI Act, 1934. The release states the cancellation was for carrying on the business of a non-banking financial institution, and that after cancellation the company cannot transact that business.

Operating Impact

M/s Penguin Credits & Securities Limited must stop all non-banking financial institution activity. Customers and counterparties can no longer rely on it for NBFC services, and the cancellation has an immediate forward-looking operational impact.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
16 Mar 2009
Effective From
16 Mar 2009
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC