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M/s Lipi Finstock Limited

NBFCKolkata, West Bengal

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

26 Oct 2016

Case Brief

The Reserve Bank of India cancelled the Certificate of Registration of seven NBFCs under Section 45-IA(6) of the RBI Act, 1934. The release names the companies and specifies that, following cancellation, they cannot transact the business of a Non-Banking Financial Institution as defined in the Act.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration of seven non-banking financial companies under Section 45-IA(6) of the RBI Act, 1934. The order lists the affected companies and states that, as a result, they cannot transact the business of a Non-Banking Financial Institution as defined in clause (a) of Section 45-IA of the RBI Act, 1934.

Operating Impact

All seven companies lose their NBFC registration and must stop carrying on non-banking financial institution business. Customers and counterparties are affected only to the extent those entities were conducting regulated NBFC activity.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-IA of the RBI Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
22 Jul 2016
Effective From
22 Jul 2016
Entities Affected
7
Entity Role
Primary
Entity Type
NBFC

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