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M/s. KVF Securities Private Limited

NBFCNew Delhi, Delhi

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

22 Jun 2007

Case Brief

On May 18, 2007, the Reserve Bank of India cancelled the Certificate of Registration granted to M/s. KVF Securities Private Limited, whose registered office is at Mahatta Towers, Janakpuri, New Delhi. The cancellation was made under Section 45-IA(6) of the RBI Act, 1934. As a result, the company is no longer permitted to transact the business of a non-banking financial institution.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration granted to M/s. KVF Securities Private Limited under Section 45-IA(6) of the RBI Act, 1934. The release states that the company was registered to carry on the business of a non-banking financial institution, and after cancellation it can no longer transact that business.

Operating Impact

M/s. KVF Securities Private Limited must stop NBFC business operations immediately and cannot legally transact as a non-banking financial institution. The restriction directly affects the company and any customers or counterparties relying on its NBFC services.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
18 May 2007
Effective From
18 May 2007
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC