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M/s Khandelwal Securities Limited

NBFCNew Delhi, Delhi

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

12 Jun 2009

Case Brief

The Reserve Bank of India cancelled the certificates of registration of four companies under Section 45-IA(6) of the RBI Act, 1934. The companies are M/s Piyush Finhold Private Limited, M/s Marryl Invetment Company Private Limited, M/s S.I.S. Finlease (India) Limited, and M/s Khandelwal Securities Limited, all with registered offices in New Delhi. The release says that following cancellation of the registration certificate, these companies cannot transact the business of a non-banking financial institution. Two of the cancellations are described as voluntary exits.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the certificates of registration granted to four companies for carrying on the business of a non-banking financial institution under Section 45-IA(6) of the RBI Act, 1934. The release states that after cancellation the companies cannot transact the business of a non-banking financial institution. Two entities are noted as having exited voluntarily.

Operating Impact

The affected companies lose their authority to operate as non-banking financial institutions and must stop NBFC business. The action affects the four named companies; customers and counterparties can no longer rely on them to conduct regulated NBFC activities.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Entities Affected
4
Entity Role
Bulk Member
Entity Type
NBFC

Entities similar to M/s Khandelwal Securities Limited

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  1. M/s Marryl Invetment Company Private Limited

    NBFC · New Delhi, Delhi

    1 shared action

    1 restriction

  2. M/s Piyush Finhold Private Limited

    NBFC · New Delhi, Delhi

    1 shared action

    1 restriction

  3. M/s S.I.S. Finlease (India) Limited

    NBFC · New Delhi, Delhi

    1 shared action

    1 restriction