Recorded RBI impact
Fine: Rs 10.0 L
Monetary penalty · Fresh imposition
Published by RBI
29 Aug 2022
Case Brief
The Reserve Bank of India imposed a monetary penalty of ₹10 lakh on Kakinada Co-operative Town Bank Ltd, Kakinada, East Godavari District, Andhra Pradesh. RBI said the bank had failed to adhere to directions on income recognition, asset classification, provisioning and other related matters applicable to UCBs, and had also failed to transfer eligible balances to the Depositor Education and Awareness Fund. The penalty was imposed under Section 47A(1)(c) read with Section 46(4)(i) and Section 56 of the Banking Regulation Act, 1949 (AACS), after RBI considered the bank's reply and oral submissions and found the non-compliance substantiated. RBI also clarified that the action was based on regulatory deficiencies and was not intended to pronounce on the validity of any transaction or agreement with customers.
Why RBI Acted
RBI imposed a monetary penalty after an inspection found that the bank had violated / not complied with directions issued under Income Recognition, Asset Classification, Provisioning and Other Related Matters for Urban Cooperative Banks, and had failed to transfer eligible balances to the Depositor Education and Awareness Fund. The penalty was imposed under Section 47A(1)(c) read with Section 46(4)(i) and Section 56 of the Banking Regulation Act, 1949 (AACS), after RBI considered the bank's reply and oral submissions and concluded the charges were substantiated.
Operating Impact
The bank must absorb the financial penalty and address the compliance lapses identified by RBI. The action does not by itself invalidate customer transactions, but it signals supervisory concern over regulatory compliance and may prompt tighter internal controls and remediation around classification, provisioning, and transfer of eligible balances.
Regulatory Basis
- Section 47 A (1) (c) read with Section 46 (4) (i) and Section 56 of the Banking Regulation Act, 1949 (AACS)
Action Facts
- Primary Impact
- Fine: Rs 10.0 L
- Order Date
- 22 Aug 2022
- Effective From
- 22 Aug 2022
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank