Recorded RBI impact
Fine: Rs 1.00 L
Monetary penalty · Fresh imposition
Published by RBI
28 Feb 2022
Case Brief
The Reserve Bank of India imposed a monetary penalty of Rs 1.00 lakh on Jila Sahakari Kendriya Bank Maryadit, Panna (M.P.) by order dated February 24, 2022. RBI said the bank had contravened provisions of the Banking Regulation Act, 1949, the Depositor Education and Awareness Fund Scheme, 2014, and RBI directions on Know Your Customer. The inspection report found that the bank had not transferred eligible amounts lying in inoperative accounts for more than ten years to the Depositor Education and Awareness Fund, and had no system to generate alerts and monitor suspicious transactions. RBI concluded the charges were substantiated and that monetary penalty was warranted.
Why RBI Acted
RBI imposed a monetary penalty under Section 47A(1)(c) read with Section 46(4)(i) and Section 56 of the Banking Regulation Act, 1949 for contravention/non-compliance with the Act, the Depositor Education and Awareness Fund Scheme, 2014, and RBI KYC directions. The inspection found that the bank had not transferred eligible amounts lying in inoperative accounts for more than ten years to the Fund and had no system to generate alerts and monitor suspicious transactions.
Operating Impact
The bank must absorb the monetary penalty and address the compliance gaps identified by RBI. Forward-looking expectations include ensuring timely transfer of eligible inoperative-account balances to the Depositor Education and Awareness Fund and putting in place systems to generate alerts and monitor suspicious transactions in line with KYC requirements. The action does not impose an operating restriction on customers, but it signals heightened regulatory scrutiny.
Regulatory Basis
- Section 47 A (1) (c) read with Section 46 (4) (i) and Section 56 of the Banking Regulation Act, 1949
- Section 26-A of the Act
- the Depositor Education and Awareness Fund Scheme, 2014
Action Facts
- Primary Impact
- Fine: Rs 1.00 L
- Order Date
- 24 Feb 2022
- Effective From
- 24 Feb 2022
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank