Recorded RBI impact
Fine: Rs 4.00 L
Monetary penalty · Fresh imposition
Published by RBI
12 Oct 2023
Case Brief
The Reserve Bank of India imposed a monetary penalty of ₹4.00 lakh on Annasaheb Magar Sahakari Bank Ltd., Pune, Maharashtra. The penalty was issued for non-compliance with RBI directions relating to KYC, maintenance of deposit accounts for urban co-operative banks, and income recognition, asset classification, and provisioning. RBI’s inspection found that the bank did not periodically review the risk categorization of accounts, levied fixed penal charges for shortfall in minimum balance instead of proportionate charges, and failed to adhere to prudential norms on income recognition, asset classification, and provisioning. RBI concluded that the contraventions were substantiated after considering the bank’s reply and hearing.
Why RBI Acted
RBI imposed a monetary penalty on Annasaheb Magar Sahakari Bank Ltd., Pune, Maharashtra under Section 47A(1)(c) read with Sections 46(4)(i) and 56 of the Banking Regulation Act, 1949. In its statutory inspection, RBI found that the bank had not conducted periodic review of risk categorization of accounts, had collected fixed penal charges for shortfall in minimum balance in savings accounts instead of charges proportionate to the shortfall, and had not adhered to prudential norms relating to income recognition, asset classification, and provisioning. The penalty was imposed for non-compliance with RBI directions on KYC, maintenance of deposit accounts, and income recognition/asset classification/provisioning.
Operating Impact
The bank must bear the monetary penalty and address the compliance gaps identified by RBI. The action has no stated restriction on operations, but it signals continued supervisory scrutiny over KYC processes, deposit-account charges, and prudential asset-classification/provisioning practices.
Regulatory Basis
- Section 47 A (1) (c) read with Sections 46 (4) (i) and 56 of the Banking Regulation Act, 1949
Action Facts
- Primary Impact
- Fine: Rs 4.00 L
- Order Date
- 15 Sept 2023
- Effective From
- 15 Sept 2023
- Entities Affected
- 1
- Entity Role
- Primary
- Entity Type
- Co-operative bank