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A. M. Financial Services Limited

NBFCAmritsar, Punjab

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

16 Dec 2003

Case Brief

On November 21, 2003, the Reserve Bank of India cancelled the Certificate of Registration of A. M. Financial Services Limited, whose registered office was in Amritsar, under Section 45IA of the RBI Act, 1934. The cancellation was issued because the company was carrying on the business of a non-banking financial institution. As a result, the company cannot transact NBFC business, although it must continue to repay public deposits in accordance with the terms of the deposit contracts.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the Certificate of Registration issued to A. M. Financial Services Limited on November 21, 2003. The cancellation was for carrying on the business of a non-banking financial institution, under Section 45IA of the RBI Act, 1934. After cancellation, the company cannot transact NBFC business, though it remains obliged to repay public deposits as per the deposit contract terms.

Operating Impact

A. M. Financial Services Limited is barred from conducting any non-banking financial institution business going forward. Public deposit obligations remain, so depositors are still entitled to repayment under the agreed contract terms.

Regulatory Basis

  • Section 45IA of the Reserve Bank of India Act, 1934
  • clause (a) of Section 45IA of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
21 Nov 2003
Effective From
21 Nov 2003
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC