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SSJ Finance & Securities (P) Limited

NBFCMumbai, Maharashtra

The RBI action, regulatory basis, and operating impact linked to this entity.

Recorded RBI impact

License cancellation

License cancellation · Fresh imposition

S5

Published by RBI

6 Aug 2007

Case Brief

On July 20, 2007, the Reserve Bank of India cancelled the certificate of registration of SSJ Finance & Securities (P) Limited, which was registered to carry on the business of a non-banking financial institution. The release says the company had opted to exit that business, and RBI exercised its powers under Section 45-IA(6) of the RBI Act, 1934. Following the cancellation, SSJ Finance & Securities (P) Limited is no longer permitted to transact the business of a non-banking financial institution.

Why RBI Acted

Licensing breach

The Reserve Bank of India cancelled the certificate of registration granted to SSJ Finance & Securities (P) Limited under Section 45-IA(6) of the RBI Act, 1934. The release states that the company had opted to exit from the business of a non-banking financial institution, and therefore the CoR was cancelled. After cancellation, the company cannot transact the business of a non-banking financial institution.

Operating Impact

The company loses its RBI registration and cannot continue NBFC operations. Any non-banking financial institution business must stop, and counterparties should treat the entity as no longer authorized for such activity. The action takes effect from July 20, 2007.

Regulatory Basis

  • Section 45-IA (6) of the Reserve Bank of India Act, 1934
  • Section 45-I of the Reserve Bank of India Act, 1934

Action Facts

Primary Impact
License cancellation
Order Date
20 Jul 2007
Effective From
20 Jul 2007
Entities Affected
1
Entity Role
Primary
Entity Type
NBFC